Director of Compliance
As Director of Compliance, Devon is currently responsible for Hudson Wealth Management's overall compliance oversight. He effectively supervises all branch activities by applying industry knowledge in order to administer and analyze complex suitability reviews. Devon works tirelessly to ensure the highest ethical principles are maintained by all representatives associated with Hudson Wealth Management. In addition to supervisory activities, Devon works with the entire operation’s team in order to further develop policies and procedures that embrace Hudson’s core philosophy of maximizing the client experience.
Devon began his career in financial services at CIBC Oppenheimer and AXA Advisors. Prior to coming to Hudson Wealth Management Devon worked for Israel A. Englander and Company on the floor of the American/New York Stock Exchanges. He brings with him over fifteen years of compliance experience and over twenty years total in financial and supervisory experience. He holds his Series 7, 9, 10, 63, 55, 4 and 24 securities registrations.
Devon earned his Bachelor’s Degree in Communications from West Virginia University. He is a resident of Red Bank, New Jersey, enjoys sports, traveling and the arts.